Compliance Support & ROC Services

Introduction

Our Compliance Support and ROC Services practice ensures that your company meets all statutory and regulatory obligations under the Companies Act and related frameworks with precision and timeliness. From incorporation to closure, we provide end-to-end corporate secretarial support that protects your business from regulatory risk and maintains impeccable governance standards.

Key Services

Company Incorporation & Structuring: We assist entrepreneurs and businesses in incorporating companies, LLPs, and other entities with the most suitable legal and tax structure for their objectives. Our advisory encompasses selection of entity type, shareholding design, MOA/AOA drafting, and completion of all registration formalities.

ROC Filings & Annual Compliance: We manage all mandatory annual filings with the Registrar of Companies, including financial statements, annual returns, and other statutory forms within prescribed timelines. Our proactive compliance calendar ensures your company avoids penalties and maintains good standing with regulatory authorities.

Corporate Event Based Filings: We handle ROC filings triggered by corporate events such as change in directors, share allotments, registered office changes, and amendments to constitutional documents. Our team ensures accurate and timely submission of all event-based forms to prevent regulatory non-compliance.

Board & Shareholder Meeting Compliance: We provide end-to-end support for Board and shareholder meetings, including drafting of notices, agendas, resolutions, and minutes in compliance with the Companies Act. Our meticulous documentation ensures that decisions are properly recorded and legally defensible.

Secretarial Documentation & Governance: We prepare and maintain all secretarial records, statutory registers, and governance documentation required under the Companies Act and SEBI Listing Obligations. Our governance advisory helps boards adopt best practices that enhance credibility with investors and regulators.

Regulatory Filings under Companies Act: We manage filings and disclosures required under various provisions of the Companies Act, including charges, charges satisfaction, and other periodic regulatory submissions. Our team ensures complete accuracy in all filings to prevent disputes or adverse regulatory observations.

Corporate Restructuring & Closure Services: We advise and execute corporate restructuring transactions including mergers, demergers, slump sales, and voluntary winding-up or strike-off of dormant entities. Our services encompass regulatory approvals, NCLT filings, creditor communications, and post-restructuring compliance.

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